Alright, let's break down this syllabus. This unit is all about how reactions happen, how fast they go, and what factors control them. We'll build this up from the central theory (Absolute Rate Theory) and then apply it to specific cases like unimolecular reactions and reactions in solution.
Tutor's Note: Think of this like building a house. Absolute Rate Theory is the blueprint for all reactions. The other theories (Lindemann, RRKM, Salt Effects) are the specific building codes for different environments (gas phase, solution, etc.).
This is the cornerstone of modern kinetics. It provides a framework for calculating rate constants from the fundamental properties of molecules. It was developed by Henry Eyring, and it's a beautiful blend of thermodynamics and statistical mechanics.
ART postulates that for a reaction to occur, reactants $A$ and $B$ don't just "become" products $P$. They must first pass through a high-energy, unstable, transient species called the activated complex or transition state, denoted $[AB]^{\ddagger}$.
$$A + B \rightleftharpoons [AB]^{\ddagger} \rightarrow P$$
This formulation connects the rate constant to thermodynamic activation parameters. It's the most common form you'll use.
$$K_c^{\ddagger} = \frac{\{[AB]^{\ddagger}\}}{[A][B]} \quad \Rightarrow \quad \{[AB]^{\ddagger}\} = K_c^{\ddagger} [A][B]$$
$$\text{Rate} = \nu^{\ddagger} \{[AB]^{\ddagger}\}$$
$$\nu^{\ddagger} = \frac{k_B T}{h}$$
Where $k_B$ is the Boltzmann constant and $h$ is Planck's constant.
$$\text{Rate} = \left( \frac{k_B T}{h} \right) (K_c^{\ddagger} [A][B])$$
$$k_r = \frac{k_B T}{h} K_c^{\ddagger}$$
$$K_c^{\ddagger} = e^{-\Delta G^{\ddagger} / RT}$$
$$k_r = \frac{k_B T}{h} e^{-\Delta G^{\ddagger} / RT}$$
This is where we get mechanistic insight. We use the fundamental relation $\Delta G^{\ddagger} = \Delta H^{\ddagger} - T\Delta S^{\ddagger}$.
$$k_r = \frac{k_B T}{h} e^{-(\Delta H^{\ddagger} - T\Delta S^{\ddagger}) / RT} = \left( \frac{k_B T}{h} e^{\Delta S^{\ddagger} / R} \right) e^{-\Delta H^{\ddagger} / RT}$$
This is the more fundamental derivation. Instead of the thermodynamic $K_c^{\ddagger}$, it uses partition functions ($q$), which describe how energy is distributed (translation, rotation, vibration) in a molecule.
$$K_c^{\ddagger} = \frac{q^{\ddagger}}{q_A q_B} e^{-E_0 / RT}$$
Where $E_0$ is the energy difference between the ground states of the TS and reactants (the "activation energy at 0 K").
$$q^{\ddagger} = q_v^{\ddagger} \times q^{\ddagger \prime}$$
Where $q^{\ddagger \prime}$ represents all other $3N^{\ddagger}-1$ modes of the activated complex.
$$q_v^{\ddagger} \approx \left(1 - \left(1 - \frac{h\nu^{\ddagger}}{k_B T}\right)\right)^{-1} = \left(\frac{h\nu^{\ddagger}}{k_B T}\right)^{-1} = \frac{k_B T}{h\nu^{\ddagger}}$$
$$K_c^{\ddagger} = \left( \frac{k_B T}{h\nu^{\ddagger}} \right) \frac{q^{\ddagger \prime}}{q_A q_B} e^{-E_0 / RT}$$
$$k_r = \kappa \nu^{\ddagger} K_c^{\ddagger} = \kappa \nu^{\ddagger} \left[ \left( \frac{k_B T}{h\nu^{\ddagger}} \right) \frac{q^{\ddagger \prime}}{q_A q_B} e^{-E_0 / RT} \right]$$
$$k_r = \kappa \frac{k_B T}{h} \frac{q^{\ddagger \prime}}{q_A q_B} e^{-E_0 / RT}$$
This is the statistical mechanical formulation. It allows for ab initio calculation of rate constants if you can calculate the partition functions for the reactants and the transition state (minus its reaction coordinate).
This is a "fudge factor" that TST usually ignores (by setting $\kappa = 1$).
$$[A^*] (k_{-1}[M] + k_2) = k_1 [A][M] \quad \Rightarrow \quad [A^*] = \frac{k_1 [A][M]}{k_{-1}[M] + k_2}$$
$$\text{Rate} = \frac{k_2 k_1 [A][M]}{k_{-1}[M] + k_2}$$
$$k_{uni} = \frac{k_2 k_1 [M]}{k_{-1}[M] + k_2}$$
$$k_{uni} \approx \frac{k_2 k_1 [M]}{k_{-1}[M]} = \frac{k_1 k_2}{k_{-1}} = k_{\infty} \quad \text{(a constant)}$$
The rate law is $\text{Rate} = k_{\infty} [A]$. The reaction is First Order.
$$k_{uni} \approx \frac{k_2 k_1 [M]}{k_2} = k_1 [M]$$
The rate law is $\text{Rate} = (k_1 [M]) [A]$. The reaction is Second Order (first in $A$, first in $M$).
Shortcoming: The Lindemann theory was a triumph, but it's flawed. It treats $k_2$ as a constant. In reality, a molecule $A^*$ with 100 kJ of energy will react slower than one with 500 kJ. The rate of reaction $k_2$ must be energy-dependent, i.e., $k_2(E)$.
Hinshelwood improved the Lindemann theory by incorporating statistical ideas. He said:
$$k_2(E) = A \left( \frac{E - E_0}{E} \right)^{s-1}$$
RRK theory is the full classical-mechanical treatment based on Hinshelwood's idea.
$$P(E) = \left( \frac{E - E_0}{E} \right)^{s-1}$$
$$k(E) = \nu \left( \frac{E - E_0}{E} \right)^{s-1}$$
This is the "grand synthesis". Marcus combined RRK theory with Eyring's Transition State Theory to create a fully quantum-statistical model. It is the most accurate theory for unimolecular reactions.
Key Advancements:
The RRKM Expression:
The microcanonical rate constant (the rate for a specific energy $E$) is:
$$k(E) = \frac{G^{\ddagger}(E - E_0)}{h N(E)}$$
Let's break this down:
The solvent's polarity (measured by its dielectric constant, $\epsilon$) can have a huge effect on reactions, especially those involving ions or dipoles.
This derivation models the electrostatic contribution to $\Delta G^{\ddagger}$ using the Born equation for ion solvation. The result is the Laidler-Eyring equation:
$$\ln k_r = \ln k_{\infty} - \frac{e^2}{8 \pi \epsilon_0 k_B T} \left( \frac{1}{\epsilon} \right) \left[ \frac{z_A^2}{r_A} + \frac{z_B^2}{r_B} - \frac{(z_A+z_B)^2}{r_{\ddagger}} \right]$$
A plot of $\ln k_r$ vs. $1/\epsilon$ gives a straight line. The slope tells you about the charges.
For reactions between neutral but polar molecules, a different model is used.
$$\ln k_r = \ln k_0 + \frac{N_A}{RT} \left( \frac{\epsilon-1}{2\epsilon+1} \right) \left[ \frac{\mu_A^2}{a_A^3} + \frac{\mu_B^2}{a_B^3} - \frac{\mu_{\ddagger}^2}{a_{\ddagger}^3} \right]$$
Mechanistic Test:
And that's the grand tour! By combining these theories, we can build a very detailed picture of a reaction's journey from reactant to product.
Absolute Rate Theory (ART), or Transition State Theory (TST), provides a framework for calculating rate constants from the fundamental properties of molecules. It postulates that for a reaction $A + B \rightarrow P$ to occur, reactants must first pass through a high-energy, transient species called the activated complex ($[AB]^{\ddagger}$), which is in a state of quasi-equilibrium with the reactants.
$$A + B \rightleftharpoons [AB]^{\ddagger} \rightarrow P$$
$$\text{Rate} = \kappa \nu^{\ddagger} \{[AB]^{\ddagger}\}$$
$$K_c^{\ddagger} = \frac{\{[AB]^{\ddagger}\}}{[A][B]} \quad \Rightarrow \quad \{[AB]^{\ddagger}\} = K_c^{\ddagger} [A][B]$$
$$\text{Rate} = \kappa \nu^{\ddagger} K_c^{\ddagger} [A][B]$$
By comparing this to the experimental rate law, $\text{Rate} = k_r [A][B]$, we find the expression for the rate constant:
$$k_r = \kappa \nu^{\ddagger} K_c^{\ddagger}$$
$$K_c^{\ddagger} = \frac{q_{[AB]^{\ddagger}}}{q_A q_B} e^{-E_0 / RT}$$
(Note: These $q$ terms are partition functions per unit volume, e.g., $q/V$).
$$q_{[AB]^{\ddagger}} = q_v^{\ddagger} \times q^{\ddagger \prime}$$
Here, $q^{\ddagger \prime}$ is the partition function for the activated complex minus the reaction coordinate.
$$q_v^{\ddagger} \approx \left[1 - \left(1 - \frac{h\nu^{\ddagger}}{k_B T}\right)\right]^{-1} = \left[\frac{h\nu^{\ddagger}}{k_B T}\right]^{-1} = \frac{k_B T}{h\nu^{\ddagger}}$$
$$K_c^{\ddagger} = \left( \frac{k_B T}{h\nu^{\ddagger}} \right) \frac{q^{\ddagger \prime}}{q_A q_B} e^{-E_0 / RT}$$
$$k_r = \kappa \nu^{\ddagger} \left[ \left( \frac{k_B T}{h\nu^{\ddagger}} \right) \frac{q^{\ddagger \prime}}{q_A q_B} e^{-E_0 / RT} \right]$$
The frequency terms $\nu^{\ddagger}$ cancel out, yielding the Statistical Eyring Equation:
$$k_r = \kappa \frac{k_B T}{h} \frac{q^{\ddagger \prime}}{q_A q_B} e^{-E_0 / RT}$$
The thermodynamic formulation of Absolute Rate Theory (ART) translates the statistical concepts of partition functions into more familiar thermodynamic quantities. It provides a powerful bridge between the theoretical rate constant and experimentally measurable activation parameters.
$$A + B \rightleftharpoons [AB]^{\ddagger} \xrightarrow{\nu^{\ddagger}} P$$
$$\text{Rate} = \nu^{\ddagger} (K_c^{\ddagger} [A][B])$$
By comparison, $k_r = \nu^{\ddagger} K_c^{\ddagger}$.
$$k_r = \frac{k_B T}{h} K_c^{\ddagger}$$
$$\Delta G^{\ddagger} = -RT \ln K_c^{\ddagger}$$
(Note: $K_c^{\ddagger}$ is made dimensionless by referencing a standard state, e.g., 1 mol/L).
$$K_c^{\ddagger} = e^{-\Delta G^{\ddagger} / RT}$$
$$k_r = \frac{k_B T}{h} e^{-\Delta G^{\ddagger} / RT}$$
We can further elaborate on the rate constant by using the definition of Gibbs free energy: $\Delta G^{\ddagger} = \Delta H^{\ddagger} - T\Delta S^{\ddagger}$.
$$k_r = \frac{k_B T}{h} e^{-(\Delta H^{\ddagger} - T\Delta S^{\ddagger}) / RT}$$
$$k_r = \frac{k_B T}{h} e^{-\Delta H^{\ddagger} / RT} e^{+T\Delta S^{\ddagger} / RT}$$
$$k_r = \left( \frac{k_B T}{h} e^{\Delta S^{\ddagger} / R} \right) e^{-\Delta H^{\ddagger} / RT}$$
The entropy of activation ($\Delta S^{\ddagger}$) is the change in entropy when the reactants move from their ground state to the activated complex (transition state). It is a measure of the change in disorder, probability, or freedom of motion during the activation step.
$$\Delta S^{\ddagger} = S^{\ddagger}_{\text{(complex)}} - S_{\text{(reactants)}}$$
In simple terms, $\Delta S^{\ddagger}$ tells us whether the transition state is "tighter" and more ordered (negative $\Delta S^{\ddagger}$) or "looser" and more disordered (positive $\Delta S^{\ddagger}$) than the starting reactants.
The sign and magnitude of $\Delta S^{\ddagger}$ are powerful tools for elucidating reaction mechanisms in coordination chemistry, particularly for ligand substitution reactions.
$$ML_n + Y \rightarrow [ML_n \dots Y]^{\ddagger} \rightarrow ML_nY$$
The primary kinetic salt effect describes the influence of the total ionic strength ($I$) of a solution on the rate constant of a reaction occurring between ions. The Brønsted-Bjerrum equation is derived by applying Transition State Theory to non-ideal solutions, where activities, not concentrations, are paramount.
$$K_{th}^{\ddagger} = \frac{a_{\ddagger}}{a_A a_B}$$
Using the definition $a_i = \gamma_i C_i$ (where $\gamma_i$ is the activity coefficient of species $i$):
$$K_{th}^{\ddagger} = \frac{\gamma_{\ddagger} C_{\ddagger}}{\gamma_A C_A \gamma_B C_B} = \left( \frac{C_{\ddagger}}{C_A C_B} \right) \left( \frac{\gamma_{\ddagger}}{\gamma_A \gamma_B} \right) = K_c^{\ddagger} \left( \frac{\gamma_{\ddagger}}{\gamma_A \gamma_B} \right)$$
$$k_r = k_0 \frac{\gamma_A \gamma_B}{\gamma_{\ddagger}}$$
$$\log_{10} k_r = \log_{10} k_0 + \log_{10} \gamma_A + \log_{10} \gamma_B - \log_{10} \gamma_{\ddagger}$$
The transmission co-efficient ($\kappa$, kappa) is a correction factor in the full Eyring equation ($k_r = \kappa \frac{k_B T}{h} K_c^{\ddagger}$). It is defined as the probability that an activated complex, once formed and having reached the transition state, will proceed to form products rather than recrossing the energy barrier to reform reactants.
In simple terms, it's a "success rate." If $\kappa = 0.8$, it means that 80% of the activated complexes that reach the top of the barrier go on to form products, while 20% "fail" and slide back to the reactant side.
In most applications of Absolute Rate Theory, $\kappa$ is assumed to be 1 (i.e., a 100% success rate). This is the fundamental "no recrossing" assumption of TST. It presumes that:
For many simple, gas-phase reactions, this assumption is very reasonable and gives excellent results.
There are two main scenarios where the assumption $\kappa = 1$ breaks down, leading to significant deviations.
$$\log_{10} \left( \frac{k_r}{k_0} \right) = 2 A z_A z_B \sqrt{I}$$
Let's consider the hydrolysis of an ester ($S$) catalyzed by a weak acid buffer (e.g., acetic acid, $HA$).
$$HA \rightleftharpoons H^+ + A^-$$
$$\text{Rate} = k_{obs} [S] = k' [S][H^+]$$
$$K_a = \frac{a_{H^+} a_{A^-}}{a_{HA}} = \frac{[H^+][A^-]}{[HA]} \left( \frac{\gamma_{H^+} \gamma_{A^-}}{\gamma_{HA}} \right)$$
$$[H^+] = K_a \frac{[HA]}{[A^-]} \left( \frac{\gamma_{HA}}{\gamma_{H^+} \gamma_{A^-}} \right)$$
This is a secondary kinetic salt effect because the added salt (NaCl) did not affect the hydrolysis step (the RDS) directly. Instead, it shifted the $HA$ pre-equilibrium, which changed the concentration of the $H^+$ catalyst, which in turn changed the overall rate.
The dielectric constant ($\epsilon$), or relative permittivity, is a measure of a solvent's polarity and its ability to shield electrostatic forces. It has a profound effect on the rates of reactions between ions.
The effect arises because the solvent stabilizes the charged reactants ($A^{z_A}$ and $B^{z_B}$) and the charged activated complex ($[AB]^{\ddagger (z_A+z_B)}$) to different extents. The overall electrostatic contribution to the activation energy ($\Delta G_{el}^{\ddagger}$) is the difference between these stabilization energies.
This derivation models the reactants and the activated complex as charged spheres in a continuous dielectric medium (the "Born model").
$$\Delta G^{\ddagger} = \Delta G_{non}^{\ddagger} + \Delta G_{el}^{\ddagger}$$
$$G_{el} = -\frac{(ze)^2 N_A}{8 \pi \epsilon_0 r} \left( 1 - \frac{1}{\epsilon} \right)$$
$$\Delta G_{el}^{\ddagger} = G_{el}^{\ddagger} - (G_{el}^{A} + G_{el}^{B})$$
$$\Delta G_{el}^{\ddagger} = \left[ C \frac{z_{\ddagger}^2}{r_{\ddagger}} \right] - \left[ C \frac{z_A^2}{r_A} + C \frac{z_B^2}{r_B} \right]$$
...where $C = -\frac{e^2 N_A}{8 \pi \epsilon_0} \left( 1 - \frac{1}{\epsilon} \right)$ and $z_{\ddagger} = z_A + z_B$.
$$\Delta G_{el}^{\ddagger} = -\frac{e^2 N_A}{8 \pi \epsilon_0} \left( \frac{1}{\epsilon} - 1 \right) \left[ \frac{z_A^2}{r_A} + \frac{z_B^2}{r_B} - \frac{(z_A+z_B)^2}{r_{\ddagger}} \right]$$
(Note: The $\left(1 - \frac{1}{\epsilon}\right)$ term is often written as $\left(\frac{1}{\epsilon} - 1\right)$ by reversing the sign).
We define $k_{\infty}$ as the rate constant when $\epsilon=\infty$ (so $1/\epsilon=0$), which isolates the non-electrostatic terms. The full equation becomes:
$$\ln k_r = \ln k_{\infty} - \frac{e^2 N_A}{8 \pi \epsilon_0 RT} \left( \frac{1}{\epsilon} \right) \left[ \frac{z_A^2}{r_A} + \frac{z_B^2}{r_B} - \frac{(z_A+z_B)^2}{r_{\ddagger}} \right]$$
This is the Laidler-Eyring equation.
The Laidler-Eyring equation has the linear form $y = c + mx$, where:
By plotting the natural log of the rate constant (measured in various solvents) against the reciprocal of their dielectric constants, the slope of the line reveals information about the charges in the transition state.
$$k_{uni} = \frac{k_1 k_2 [M]}{k_{-1}[M]} = \frac{k_1 k_2}{k_{-1}} = k_{\infty}$$
The effective rate constant $k_{uni}$ becomes a true constant ($k_{\infty}$).
$$k_{uni} = \frac{k_1 k_2 [M]}{k_2} = k_1 [M]$$
The effective rate "constant" $k_{uni}$ is no longer constant; it is proportional to $[M]$.
The Lindemann theory for unimolecular reactions $A \rightarrow P$ involves a bath gas $M$ and an energized intermediate $A^*$.
Mechanism:
Derivation:
$$k_1 [A][M] - k_{-1} [A^*][M] - k_2 [A^*] = 0$$
$$[A^*] (k_{-1}[M] + k_2) = k_1 [A][M] \quad \Rightarrow \quad [A^*] = \frac{k_1 [A][M]}{k_{-1}[M] + k_2}$$
$$\text{Rate} = k_2 \left( \frac{k_1 [A][M]}{k_{-1}[M] + k_2} \right) = \left( \frac{k_1 k_2 [M]}{k_{-1}[M] + k_2} \right) [A]$$
$$k_{uni} = \frac{k_1 k_2 [M]}{k_{-1}[M] + k_2}$$
$$k_{uni} = \frac{k_1 k_2 [M]}{k_{-1}[M]} = \frac{k_1 k_2}{k_{-1}}$$
$$k_{uni} = \frac{k_1 k_2 [M]}{k_2} = k_1 [M]$$
While the Lindemann theory was a conceptual breakthrough, it fails to quantitatively predict experimental rates. Its primary shortcomings are:
These shortcomings were later addressed by the Hinshelwood and RRK(M) theories, which introduced the concepts of internal degrees of freedom and energy-dependent rate constants.
The simple Lindemann theory successfully explained the pressure-dependence of unimolecular reactions (first-order at high P, second-order at low P). However, it failed to match experimental data. Its key flaw was treating the reaction rate of the energized molecule, $k_2$, as a constant. This implies that any molecule $A^*$ with energy above the activation energy ($E_0$) reacts at the same speed, which is physically wrong.
Hinshelwood refined the Lindemann model by incorporating statistical ideas from thermodynamics, focusing on how the energy is stored and used within the molecule.
$$k_2(E) = A \left( \frac{E - E_0}{E} \right)^{s-1}$$
Overall Improvement: By replacing the single $k_2$ with an energy-dependent $k_2(E)$ that also accounts for molecular complexity ($s$), Hinshelwood's modification provided a much more realistic model. It correctly predicted that larger, more complex molecules (large $s$) would have smaller rate constants than simple molecules, even with the same activation energy, because of this internal statistical dilution of energy.
The Rice-Ramsperger-Kassel (RRK) theory is a classical-mechanical extension of Hinshelwood's ideas. It retains the fundamental Lindemann mechanism (activation, deactivation, reaction) but provides a more rigorous, classical-statistical formula for the energy-dependent unimolecular rate constant, $k(E)$.
Core Concepts:
RRK theory calculates $k(E)$ as the product of a frequency factor ($A$, or $\nu$) and the statistical probability $P(E)$ that an energy of at least $E_0$ will be found in the critical oscillator, given that the molecule has a total energy $E$.
Using classical statistical mechanics (counting the "ways" to distribute energy), this probability is found to be:
$$P(E) = \left( \frac{E - E_0}{E} \right)^{s-1}$$
Therefore, the RRK expression for the microcanonical rate constant is:
$$k(E) = A \left( \frac{E - E_0}{E} \right)^{s-1}$$
(Where $A$ is a pre-exponential factor, often identified with $\nu$). This is the same functional form as Hinshelwood's, but it is derived more formally from a classical model.
The parameter '$s$' is the effective number of oscillators in the molecule. It is the most important (and problematic) parameter in RRK theory.
Shortcoming: The RRK theory is still classical. It assumes all oscillators have the same frequency and ignores the quantum-mechanical, discrete nature of energy levels. This was later solved by RRKM theory.
Both RRK and RRKM are statistical theories built upon the Lindemann mechanism to explain unimolecular reactions. They both calculate an energy-dependent microcanonical rate constant, $k(E)$.
| Feature | RRK Theory (Classical) | RRKM Theory (Quantum-Statistical) |
|---|---|---|
| Model of Molecule | A collection of $s$ identical, classical harmonic oscillators. | A collection of real, quantum harmonic oscillators and rotors with their actual, unique frequencies. |
| Calculation Method | Uses classical statistics to find the probability of energy localization. | Uses quantum mechanics to count the number of states (sum/density of states). |
| Key Parameter '$s$' | '$s$' is an adjustable parameter (a "fudge factor") to fit data. | There is no '$s$'. The theory uses the actual vibrational frequencies of the molecule (from spectroscopy). |
| The "Bottleneck" | Vaguely defined as one oscillator acquiring energy $E_0$. | Explicitly defined as the Transition State (activated complex) from Eyring's ART. |
| Rate Constant $k(E)$ | $k(E) = A \left( \frac{E - E_0}{E} \right)^{s-1}$ | $k(E) = \frac{G^{\ddagger}(E - E_0)}{h N(E)}$ |
R. A. Marcus brilliantly synthesized RRK theory and Eyring's Transition State Theory (ART), leading to two revolutionary advancements:
RRK theory was vague about the "bottleneck" to reaction. Marcus explicitly adopted Eyring's activated complex ($[A]^{\ddagger}$) as the critical bottleneck. The reaction rate is no longer a probability of energy in a reactant's bond, but rather the rate of "flux" or flow of molecules through the transition state.
Instead of RRK's classical, adjustable-parameter model, Marcus applied quantum statistics. This was the master stroke.
In short, Marcus united the statistical-dynamical ideas of RRK with the quantum-mechanical, state-counting, and transition-state concepts of Eyring's ART to create a single, powerful, and physically realistic theory.
The RRKM theory provides a formula for the microcanonical rate constant $k(E)$, which is the specific rate constant for an energized reactant molecule $A^*$ that possesses exactly a total internal energy $E$.
The formula is:
$$k(E) = \frac{G^{\ddagger}(E - E_0)}{h N(E)}$$
To understand this, we must define its components.
$$\text{cis-Reactant} \rightarrow [\text{Highly-Ordered Cyclic TS}]^{\ddagger} \rightarrow \text{trans-Product}$$
Time Remaining: 900s